The Program Covers Operations involved in the Global Financial Markets. The Content includes the following modules
- Concept of Capital, Issuers, Investors & Risks
- Marketable Securities being traded in the Global Markets: Common Equity, Preferential Equities, Equity Rights & Warrants, Depository Receipts (DRs), Forward Contracts, Futures Contracts, Options Contract, SWAPs, Corporate Bonds, Corporate Notes, Commercial Papers, Municipal Bonds & Notes, Treasury Bonds, Treasury Notes, Treasury Bills & TRIPS, Mortgage-Backed Securities (MBS) and Asset-Backed Securities (ABS)
- Important Security Laws in US Markets @ Security Exchange Commission (SEC)
- Overview on Market Places: National Exchange Markets (Electronic & Floor), Regional Exchanges, OTC Markets, and Alternate Trading Segments (ATS)
- Important Institutions in Global Securities Markets: Underwriters, Transfer Agents (TAs), Issue Managers, Security Brokers, Security Dealers, National Security Depository (NSD) Institutions, Clearing Corporations, Investment Bankers, Asset Management Company (AMC), Exchanges, Custodian Firms, Buy-Side Firms, Prime Brokerage Firms etc
- Bringing the Securities to the Market Places - Equity Offering & Bonds Offering; Public Offering, Private Offering & Bond Syndication, Follow-on Public Offers
- Investment Banking Firms, Divisions of IB (Front-office, Middle-Office & Back-Office), and Key Roles Played by the IB firms in the Security Markets
- Exchanges - Listing Rules, Memberships, Divisions of Exchanges, Products listed over the exchanges, Security Identification Systems & Trading Rules
- Trade Life Cycle Management
- Clearing & Settlement Operations of Equities and Bonds
- Security Lending & Borrowing Operations
- Funds/Investment Companies: Legal Structure, Open-ended Funds, Close-ended Funds, Exchange Traded Funds (ETFs), Unit Trust Investments and Real Estate Investment Trusts (REITs)
- Fund Administration, Fund Management, Fund Custody, Fund Registry, and Fund Accounting.
- Custodian Banking Operations
- Corporate Actions Life Cycle
Please Note the following
- This program doesn't deal with Valuation & Deal Making side of Investment Banking (Strict No-No)
- The course provides a strong foundation to handle Jobs related to Financial Market Operations ( Ex: Trade Fail Management, Margin Call Management, Corporate Action Processing, Settlement Instructions, NAV Accounting etc) in Companies like Wipro, CTS, Broadridge, State Street, JPMC, Invesco, Inter-Continental Exchange (ICE), DST, Franklin Templeton etc companies
- The Average Salaries for these roles may range from 2 to 3 Lakhs per annum
- The Course is ideal for B.Com, BBM, BBA, M.Com, and MBA (Finance) graduates from Affiliated Colleges of regional universities.
- The course would surely help you to handle the Interviews, confidently!
- This course is ideal for those who would like to know the operations behind the financial markets.
And, the classes are designed to explain all the complex concepts in a simple and practical way. And we will make sure that learning is fun!